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Sxamination before or after

registration in discretion
of Secretary of State.
All or part of expenses
for such examination
chargeable to applicant.
Advance deposits required
to cover expenses.
Sec. 97-417

(1) If examination of issuer
deemed necessary, expense
thereof borne by applicant.
(2) Subject to examination at
any time, same as state
banks, $15 per day or
fraction thereof, plus
actual and hotel expenses
of examiner. Not more
than 2 examinations per year
may be charged to issuer.
Sec. 25-1605; 25-1610

(1) Applicant required to con
sent in advance to payment
of fee to C.P.A., designated
by Sec. of State, to examine
filed statements.

(2) Also required to consent in
advance to payment of ex-
penses for investigation of
issuer's affairs.

(3) Investment trust's subject
to special examinations and
required to advance funds
for payment of all or part
of the expenses of such
examination.

Sec. 106; 1028

There exacination and investigation deemed aproriste applicant or registrant may be required to advane fois for payment of cost thereof. Per cien or reasombie

is together with actari ant bete

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zarination before or after

registration in discretion
of Secretary of State.
All or part of expenses
for such examination
chargeable to applicant.
Advance deposits required
to cover expenses.
Sec. 97-417

(1) If examination of issuer
deemed necessary, expense
thereof borne by applicant.

(2) Subject to examination at
any time, same as state
banks, $15 per day or
fraction thereof, plus
actual and hotel expenses
of examiner. Not more
than 2 examinations per year
may be charged to issuer.
Sec. 25-1605; 25-1610

(1) Applicant required to con-
sent in advance to payment
of fee to C.P.A., designated
by Sec. of State, to examine
filed statements.

(2) Also required to consent in
advance to payment of ex-
penses for investigation of
issuer's affairs.

(3) Investment trust's subject
to special examinations and
required to advance funds
for payment of all or part
of the expenses of such
examination..

Sec. 106; 1028

There examination anu investigation deemed agroriate
applicant or registrant may be required to advance for
for paycent of cost thereof. Per cien or reasonable
comensation of employees, together with actuel and ha
expenses, to be paid by such party. (Konthly balances
of this examination fund paid to State Treasury, cred
to "Security Commission Investigation Expense Fund
see Col. "H".)

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1/20 of 1%

35

Min. - $25

diana arns Indiana Latutes Ann., 933, as amended

Sale of negotiable promissory notes maturing in not more

than 1 yr.

1/100 of 1%

Min.

$25

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investment

a partner

Sec. 97-407

$5

$5 (Agents of issuer)

Sec. 25-1607

$5
(Maximun fee for all
agents of a broker-
dealer - $300)

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Examination before or after
registration in discretion
of Secretary of State.
All or part of expenses
for such examination
chargeable to applicant.
Aivance deposits required
to cover expenses.
Sec. 97-417

(1) If examination of issuer
deemed necessary, expense
thereof borne by applicant.
(2) Subject to examination at
any time, same as state
banks, $15 per day or
fraction thereof, plus
actual and hotel expenses
of examiner. Not more
than 2 examinations per year
may be charged to issuer.
Sec. 25-1605; 25-1610

(1) Applicant required to con-
sent in advance to payment
of fee to C.P.A., designated
by Sec. of State, to examine
filed statements.

(2) Also required to consent in
advance to payment of ex-
penses for investigation of
issuer's affairs.

(3) Investment trust's subject
to special examinations and
required to advance funds
for payment of all or part
of the expenses of such
examination..
Sec. 106; 1028

TokerLETS (F)

There czarination anu investigation deemed agroriste
applicant or registrant may be required to advance funds
for paycent of cost thereof. Per cien or reasonable
comensation of employees, together with actuzi ani hotei
expenses, to be paid by such party. (Konthly balances
of this examination fund paid to State Treasury, credited
to Security Commission Investigation Expense Fund -
see Col. "H.)

Sec. 25-839

Sec. 25-841

Thenever necessary to incur expense with respect to application, registration or license, Commissioner

Field

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